APPENDIX III

[See rule 2(1)(c)]

FORM NO. 1

[See rule 4]

Monthly Statement to be furnished by a stock exchange in respect of transactions in which client codes have

been modified after registering in the system for the month of …….

 

Sl. No.

Particulars of the stock exchange

 

1

Name

(refer Note 1)

2

Address

(refer Note 2)

3

Permanent Account Number

 

 

4. Details of transaction in which client codes have been modified after registering in system are enclosed in a soft copy as annexure.

 

 

DECLARATION

 

I………………(name of the principal officer) having Permanent Account Number …………….. in my

capacity as … of …. (name of stock exchange) hereby certify that all the particulars furnished above are

correct and complete.

 

 

Place: …………                                                                                                                       Signature of the Principal Officer of the Stock Exchange    

Date: …………                                                                                                                        Name:

                                                                                                                                                     Designation:

 

 

 

 

 

 

 

 

Annexure to FORM NO. 1

 

FORM NO. 2

 

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